Substantial Shareholder Disclosures – Monitoring and Compliance Platform

This NRFP is intended to solicit Proposals to deliver and implement a Platform for substantial shareholder disclosure monitoring and compliance as outlined in this document (the “Project”). What problems must the Platform solve? • Rapid rate of regulatory change and increasing global reporting requirements regarding substantial shareholder disclosure and other securities law requirements. • Adapt AIMCo’s processes to reflect the increasingly global nature of AIMCo’s investment platform. • Reduce risks of non-compliance with global substantial shareholder (and potentially sensitive industry and position limits) regulations, including those arising from missed or late filings. • Reduce risk of human error that may arise from manual preparation of filings. • Simplify and automate preparation of substantial shareholder filings (and potentially sensitive industries and position limits) and monitoring processes.